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InvestmentNews2d
Vanguard seeking SEC green light to expand trademark tax-busting fund design
The Jack Bogle-founded firm is looking to apply its famed dual-share class structure to actively managed strategies.
Pensions & Investments2d
Vanguard asks SEC to approve ETF share class for active mutual funds
Sotiroff also pointed out that Vanguard itself tried to prevent other asset management firms from using the ETF share class ...
Vanguard Seeks SEC Approval to Expand Tax-Busting Fund Design
Vanguard Group Inc., the investment giant famous for low-cost index funds, is seeking regulatory approval to expand its ...
The Business Journals9mon
T. Rowe eyes move into Vanguard-dominated area
Rowe Price is seeking SEC approval to offer a new ETF product as ... Rowe Price Group Inc. is looking to take a page out of Vanguard’s playbook to grow its exchange-traded fund, or ETF, business.
NBC News4mon
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission ...
NBC Bay Area4mon
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
Asset management giant Vanguard has agreed to pay more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission ...