Morgan Stanley and UBS have been named in a lawsuit involving one of their former financial advisors and his ex-wife, who claims that the advisor misappropriated their shared brokerage assets while ...

Top Department of Labor officials praised President Donald Trump 's executive order aimed at widening 401 (k) investors' access to alternative assets.

Raymond James announced that it has added a financial advisor duo from Wells Fargo, where they oversaw about $276 million in client assets.

Most Americans are wary of artificial intelligence as a standalone financial planning tool, but nearly half — and a majority of younger adults — say they prefer to work with an advisor who understands ...

The Financial Services Institute on Wednesday filed a comment letter with the New Jersey Department of Labor and Workforce Development urging the agency to withdraw its proposed worker-classification ...

Aspen Standard Wealth has acquired MG Financial, a Boston-area registered investment advisory firm managing $1.1 billion in assets, marking the firm's fourth deal since its late-2024 debut. Terms of ...

As ‘Gray Divorce’ Rate Climbs, FAs Must Hone Replanning Skills ...

Aspen Standard Wealth has acquired MG Financial, a Boston-area registered investment advisory firm managing $1.1 billion in assets, marking the firm's fourth deal since its late-2024 debut. Terms of ...

Aspen Standard Wealth has acquired MG Financial, a Boston-area registered investment advisory firm managing $1.1 billion in assets, marking the firm's fourth deal since its late-2024 debut. Terms of ...

LPL Financial doesn't see the influx of private equity money into the wealth management space making a significant impact on the multiples it offers advisors in its Liquidity and Succession program, ...

A fired financial advisor is facing more than a dozen federal criminal charges in connection to an alleged multimillion-dollar scheme he ran to support a gambling habit and pay off debt after getting ...

As lawmakers closed in on a contested tax package this spring, wealth managers funneled millions into targeted lobbying — securing direct access to congressional leaders and Trump administration ...