The SEC rejected Vanguard's prior effort to apply the fund blueprint to actively managed strategies in 2015, but the industry anticipates approval under the Trump administration's SEC.

The SEC accord provided $135 million in remediation to investors, minus the $40 million and minus $2.1 million for individual claims. Vanguard's total payout to the SEC was $106.4 million ...

This legal action originated from a shift by Vanguard in December 2020, lowering the minimum investment threshold for its ...

Washington D.C. — The Securities and Exchange Commission announced Jan. 17, 2025 that The Vanguard Group, Inc. will pay $106.41 million to settle charges for misleading statements related to ...

Vanguard Group settled a lawsuit accusing the mutual fund giant of saddling investors in its popular target-date funds with ...

The expected SEC approval of ETF share classes for mutual funds and vice versa poses more technical and tax-related challenges than simply pressing a button to convert massive holdings. Dozens of ...

Pimco, T. Rowe Bet On SEC Prioritizing Tax-Savvy Funds April 18, 2025 • Emily Graffeo ...

The expected SEC approval of ETF share classes for mutual funds and vice versa poses more technical and tax-related challenges than simply pressing a button to convert massive holdings. Dozens of ...